0001193125-15-020359.txt : 20150126 0001193125-15-020359.hdr.sgml : 20150126 20150126161552 ACCESSION NUMBER: 0001193125-15-020359 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150126 DATE AS OF CHANGE: 20150126 GROUP MEMBERS: DEVAL A. LASHKARI GROUP MEMBERS: J. MATTHEW MACKOWSKI GROUP MEMBERS: ROBERT G. SHEPLER GROUP MEMBERS: TELEGRAPH HILL PARTNERS II INVESTMENT MANAGEMENT, LLC GROUP MEMBERS: TELEGRAPH HILL PARTNERS II, LP GROUP MEMBERS: TELEGRAPH HILL PARTNERS INVESTMENT MANAGEMENT, LLC GROUP MEMBERS: TELEGRAPH HILL PARTNERS SBIC, L.P. GROUP MEMBERS: TELEGRAPH HILL PARTNERS SBIC, LLC GROUP MEMBERS: TELEGRAPH HILL PARTNERS, L.P. GROUP MEMBERS: THOMAS A. RAFFIN GROUP MEMBERS: THP AFFILIATES FUND, LLC GROUP MEMBERS: THP II AFFILIATES FUND, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87855 FILM NUMBER: 15548716 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Telegraph Hill Partners Management Company, LLC CENTRAL INDEX KEY: 0001588012 IRS NUMBER: 260020330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 360 POST STREET STREET 2: SUITE 601 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-765-6980 MAIL ADDRESS: STREET 1: 360 POST STREET STREET 2: SUITE 601 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 SC 13G/A 1 d860035dsc13ga.htm SCHEDULE 13G (AMENDMENT NO. 1) Schedule 13G (Amendment No. 1)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

LDR Holding Corporation

(Name of Issuer)

$0.001 par value common stock

(Title of Class of Securities)

50185U105

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 2 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

Telegraph Hill Partners, L.P.

 

I.R.S. Identification Nos. of above persons (entities only).

 

EIN 26-0020271

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

63,023 (See Item 4)    

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

63,023 (See Item 4)    

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

63,023 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

0.2% (See Item 4)    

12.  

Type of Reporting Person (See Instructions)

 

PN    

 

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 3 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

THP Affiliates Fund, LLC

 

I.R.S. Identification Nos. of above persons (entities only).

 

EIN 20-4694471

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

14,547 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

14,547 (See Item 4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

14,547 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

0.1% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

OO    

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 4 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

Telegraph Hill Partners Investment Management, LLC

 

I.R.S. Identification Nos. of above persons (entities only).

 

EIN 26-0020339

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

77,570 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

77,570 (See Item 4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

77,570 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

0.3% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

OO    

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 5 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

Telegraph Hill Partners SBIC, L.P.

 

I.R.S. Identification Nos. of above persons (entities only).

 

EIN 56-2393856

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

338,057 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

338,057 (See Item 4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

338,057 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

1.3% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

PN    

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 6 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

Telegraph Hill Partners SBIC, LLC

 

I.R.S. Identification Nos. of above persons (entities only).

 

EIN 56-2393852

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

338,057 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

338,057 (See Item 4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

338,057 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

1.3% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

OO    

 

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 7 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

Telegraph Hill Partners II, LP

 

I.R.S. Identification Nos. of above persons (entities only).

 

EIN 20-2608235

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

2,328,068 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

2,328,068 (See Item 4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,328,068 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

8.9% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

PN    

 

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 8 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

THP II Affiliates Fund, LLC

 

I.R.S. Identification Nos. of above persons (entities only).

 

EIN 20-4136474

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

51,244 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

51,244 (See Item 4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

51,244 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

0.2% (See Item 4)    

12.  

Type of Reporting Person (See Instructions)

 

OO    

 

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 9 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

Telegraph Hill Partners II Investment Management, LLC

 

I.R.S. Identification Nos. of above persons (entities only).

 

EIN 20-2608222

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

2,379,312 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

2,379,312 (See Item 4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,379,312 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

9.1% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

OO    

 

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 10 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

Telegraph Hill Partners Management Company, LLC

 

I.R.S. Identification Nos. of above persons (entities only).

 

EIN 26-0020330

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

2,456,882 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

2,456,882 (See Item 4)    

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,456,882 (See Item 4)    

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

9.4% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

OO    

 

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 11 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

Robert G. Shepler

 

I.R.S. Identification Nos. of above persons (entities only).

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

United States    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

2,794,939 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

2,794,939 (See Item 4)    

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,794,939 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

10.7% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

IN    

 

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 12 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

J. Matthew Mackowski

 

I.R.S. Identification Nos. of above persons (entities only).

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

United States    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

2,794,939 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

2,794,939 (See Item 4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,794,939 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

10.7% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

IN    

 

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 13 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

Thomas A. Raffin

 

I.R.S. Identification Nos. of above persons (entities only).

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

United States    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

2,794,939 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

2,794,939 (See Item 4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,794,939 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

10.7% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

IN    

 

SCHEDULE 13G

 

CUSIP No. 50185U105   Page 14 of 19 Pages

 

  1.   

Names of Reporting Persons.

 

Deval A. Lashkari

 

I.R.S. Identification Nos. of above persons (entities only).

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

United States    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

-0-    

   6.   

Shared Voting Power

 

2,794,939 (See Item 4)

   7.   

Sole Dispositive Power

 

-0-    

   8.   

Shared Dispositive Power

 

2,794,939 (See Item 4)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,794,939 (See Item 4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨    

11.  

Percent of Class Represented by Amount in Row (9)

 

10.7% (See Item 4)

12.  

Type of Reporting Person (See Instructions)

 

IN    

Item 1.

 

  (a) Name of Issuer:

LDR Holding Corporation (the “Issuer”)

 

  (b) Address of Issuer’s Principal Executive Offices:

13785 Research Boulevard, Suite 200

Austin, Texas 78750

Item 2.

 

  (a) Name of Person(s) Filing:

This statement on Schedule 13G is filed by Telegraph Hill Partners, L.P. (“THP I”), THP Affiliates Fund, LLC (“THP I AFF”), Telegraph Hill Partners Investment Management, LLC (“THP I IM”), Telegraph Hill Partners SBIC, L.P.(“THP SBIC”), Telegraph Hill Partners SBIC, LLC (“THP SBIC GP”), Telegraph Hill Partners II, L.P. (“THP II”), THP II Affiliates Fund, LLC (“THP II AFF”), Telegraph Hill Partners II Investment Management, LLC (“THP II IM”), Telegraph Hill Partners Management Company, LLC (“THPMC”), Robert G. Shepler (“Shepler”), J. Matthew Mackowski (“Mackowski”), Deval A. Lashkari (“Lashkari”), and Thomas A. Raffin (“Raffin”, together with THP I, THP I AFF, THP I IM, THP SBIC, THP SBIC GP, THP II, THP II AFF, THP II IM, THPMC, Shepler, Mackowski, and Lashkari, collectively, the “Reporting Persons” ).

 

  (b) Address of Principal Business Office or, if none, Residence:

The address of the principal business office of each of the Reporting Persons is 360 Post Street, Suite 601, San Francisco, CA 94108.

 

  (c) Citizenship:

 

THP I    Delaware
THP I AFF    Delaware
THP I IM    Delaware
THP SBIC    Delaware
THP SBIC GP    Delaware
THP II    Delaware
THP II AFF    Delaware
THP II IM    Delaware
THPMC    Delaware
Robert G. Shepler    U.S. Citizen
J. Matthew Mackowski    U.S. Citizen
Thomas A. Raffin    U.S. Citizen
Deval A. Lashkari    U.S. Citizen

 

  (d) Title of Class of Securities:

common stock, $0.001 par value per share (the “Common Stock”)

 

  (e) CUSIP Number: 50185U105

 

15

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable

 

Item 4. Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

Reporting

Persons (1)

    Shares
Held
Directly		      Sole
Voting
Power		      Shared
Voting
Power		      Sole
Dispositive
Power		      Shared
Dispositive
Power		      Beneficial
Ownership		      Percentage
of Class
(2)		  

THP I

      63,023         0        63,023         0        63,023         63,023         0.2 % 

THP I AFF

      14,547         0         14,547         0         14,547         14,547         0.1 % 

THP I IM

      0         0         77,570         0         77,570         77,570         0.3 % 

THP SBIC

      338,057         0         338,057         0         338,057         338,057         1.3 % 

THP SBIC GP

      0         0         338,057         0         338,057         338,057         1.3 % 

THP II

      2,328,068         0         2,328,068         0         2,328,068         2,328,068         8.9 % 

THP II AFF

      51,244         0         51,244         0         51,244         51,244         0.2 % 

THP II IM

      0         0         2,379,312         0         2,379,312         2,379,312         9.1 % 

THPMC

      0         0         2,456,882         0         2,456,882         2,456,882         9.4 % 

Robert G. Shepler

      0         0         2,794,939         0         2,794,939         2,794,939         10.7 % 

J. Matthew Mackowski

      0         0         2,794,939         0         2,794,939         2,794,939         10.7 % 

Thomas A. Raffin

      0         0         2,794,939         0         2,794,939         2,794,939         10.7 % 

Deval A. Lashkari

      0         0         2,794,939         0         2,794,939         2,794,939         10.7 % 

 

(1) THPMC is the manager of THP I IM, which serves as the general partner of THP I and the manager of THP I AFF and has voting and investment control over the shares held by THP I and THP I AFF and is deemed to beneficially own those shares although it owns no shares directly. THP SBIC GP serves as the general partner of THP SBIC and has voting and investment control over the shares held by THP SBIC and is deemed to beneficially own those shares although it owns no shares directly. THPMC is the manager of THP II IM, which serves as the general partner of THP II and the manager of THP II AFF and has voting and investment control over the shares held by THP II and THP II AFF and is deemed to beneficially own those shares although it owns no shares directly.

Messrs. Shepler, Mackowski, Raffin and Lashkari are managers of each of THP SBIC GP and THPMC and, as such, share voting and dispositive power over the shares held by THP I, THP I AFF, THP SBIC, THP II, and THP II AFF and may be deemed to own beneficially the shares held by THP I, THP I AFF, THP SBIC, THP II, and THP II AFF. None of Shepler, Mackowski, Raffin and Lashkari directly owns any shares of Common Stock.

 

16

(2) This percentage is calculated based upon 26,059,739 shares of Common Stock outstanding as of November 30, 2014 as reported in the Issuer’s Registration Statement on Form S-3, filed with the Securities and Exchange Commission on December 3, 2014.

 

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certification.

Not applicable.

 

17

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: January 26, 2015

 

Telegraph Hill Partners, L.P.
By:   Telegraph Hill Partners Investment Management, LLC
Its:   General Partner
By:   Telegraph Hill Partners Management Company LLC
Its:   Manager
By:  

/s/ Robert G. Shepler

Manager
THP Affiliates Fund, LLC
By:   Telegraph Hill Partners Investment Management, LLC
Its:   Manager
By:   Telegraph Hill Partners Management Company LLC
Its:   Manager
By:  

/s/ Robert G. Shepler

Manager
Telegraph Hill Partners Investment Management, LLC
By:   Telegraph Hill Partners Management Company LLC
Its:   Manager
By:  

/s/ Robert G. Shepler

Manager
Telegraph Hill Partners SBIC, L.P.
By:   Telegraph Hill Partners SBIC, LLC
Its:   General Partner
By:  

/s/ Robert G. Shepler

Manager
Telegraph Hill Partners SBIC, LLC
By:  

/s/ Robert G. Shepler

Manager

Telegraph Hill Partners II, L.P.
By:   Telegraph Hill Partners II Investment Management, LLC
Its:   General Partner
By:   Telegraph Hill Partners Management Company LLC
Its:   Manager
By:  

/s/ Robert G. Shepler

Manager
THP II Affiliates Fund, LLC
By:   Telegraph Hill Partners II Investment Management, LLC
Its:   Manager
By:   Telegraph Hill Partners Management Company LLC
Its:   Manager
By:  

/s/ Robert G. Shepler

Manager
Telegraph Hill Partners II Investment Management, LLC
By:   Telegraph Hill Partners Management Company LLC
By:  

/s/ Robert G. Shepler

Manager
Telegraph Hill Partners Management Company, LLC
By:  

/s/ Robert G. Shepler

Manager

/s/ Robert G. Shepler

Robert G. Shepler

/s/ J. Matthew Mackowski

J. Matthew Mackowski

/s/ Thomas A. Raffin

Thomas A. Raffin

/s/ Deval A. Lashkari

Deval A. Lashkari